NovoDyn Advisors
Home Advisor Solutions Investors Systematic Trading Programs About NovoDyn
ai Source
Request Materials

Request Program Materials and Disclosure Document

Please provide the information below and NovoDyn Advisors will forward the requested program materials and Disclosure Document. This page is intended for prospective investors and financial advisors seeking additional information regarding NovoDyn's investment programs.

Request Form

Contact and Interest Information

Select one
Individual Investor
Individual Investor — Qualified Eligible Person (QEP)
i
Qualified Eligible Person (QEP)* A QEP under CFTC Rule 4.7 (as amended effective November 25, 2024) generally includes individuals with at least $4 million in securities and other investments, or who have had at least $400,000 on deposit as initial margin for futures trading in the prior six months. If unsure of your status, select the Qualified Client or General Public option, or contact us directly.

* A QEP is not automatically a Qualified Client under SEC Rule 205-3 — that automatic equivalence applies only to Qualified Purchasers (individuals with $5 million or more in investments). However, investors meeting the $4 million QEP portfolio requirement will in most cases also satisfy the $2.7 million Qualified Client net worth threshold, making the practical overlap substantial.
Individual Investor — Qualified Client (QC)
i
Qualified Client (QC) A qualified client under SEC Rule 205-3 must have at least $1.4 million in assets under management with NovoDyn Advisors at the time of entering into the program/advisory agreements, or a net worth exceeding $2.7 million (excluding the value of the primary residence and certain related debt). Qualified client status is required for NovoDyn's performance-based fee structure. If you are not sure whether you qualify as a QEP, selecting this option may be appropriate.
Individual Investor — General Public (Non-Qualified)
i
General Public / Non-Qualified Select this option if you do not meet the Qualified Client or QEP threshold, or are unsure of your status. NovoDyn welcomes inquiries from all prospective participants. Please note: the inclusion of equity strategies in the NovoDyn overlay triggers performance fee restrictions under the Investment Advisers Act — Non-Qualified Clients are subject to an annual flat fee of 1.75% of AUM applied to the overlay in lieu of a performance fee, plus a 1% annual futures replication fee, for a total of 2.75% of AUM.
Other Categories
Family Office
Trust or Estate
Registered Investment Advisor
Pension Fund or Endowment
Corporate or Business Entity
Commodity Pool Operator / CTA
Other
ℹ Qualification definitions are provided for informational purposes. NovoDyn conducts individual program review for all participants as part of the onboarding process.
Requested Materials

Delivery Preferences

Please select the program materials you would like to receive. The Risk Disclosure Document is included with all requests.

Materials are transmitted by email to the address provided. Please allow 1–2 business days for delivery.

Please confirm the following before submitting:

Regarding this request: Submission of this form does not obligate NovoDyn Advisors to accept any investor or account. Program participation is subject to review of applicable offering materials, account documentation, suitability considerations, and firm acceptance procedures. For direct inquiries, please contact NovoDyn Advisors at 713.974.6200 or jlaughlin@novodynadvisors.com.
Important Disclosures

Trading futures, options on futures, and other derivative instruments involves substantial risk of loss and is not suitable for all investors. You may lose more than your initial investment. Past performance is not necessarily indicative of future results. There is no guarantee that any investment strategy will achieve its objectives or avoid losses.

Strategies involving spread positions and relative value relationships — including interval decay and structural arbitrage strategies — may be subject to changes in market conditions, liquidity constraints, margin requirements, and execution risk that can adversely affect performance.

This website is provided for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any commodity interest, security, or advisory service. Any such offer may only be made through official offering and disclosure documents, which should be carefully reviewed prior to investing. This website is intended solely for residents of the United States and does not constitute a solicitation or offer to any person in any jurisdiction outside the United States, including the European Economic Area.

Structural pricing relationships may narrow, disappear, or behave differently than expected, which could reduce or eliminate trading opportunities and adversely affect performance.

NovoDyn Advisors, LLC is registered with the Commodity Futures Trading Commission (CFTC) as a Commodity Trading Advisor and is a Member of the National Futures Association (NFA ID #0435960). NovoDyn Advisors, LLC is also registered as an Investment Adviser with the Texas State Securities Board (SEC CRD #156451).