NovoDyn Advisors Privacy Policy
 
NovoDyn Advisors, LLC is committed to safeguarding the personal information that you provide us. This Privacy Policy describes how we handle and protect personal information we collect about individuals, such as you, who apply for or receive our products and services. The provisions of this notice apply to former customers as well as our current customers.

Why and How We Collect Personal Information

 When you apply for or maintain an account with, we collect personal information about you for business purposes, such as evaluating your financial needs, processing your requests and transactions, informing you about products and services that may be of interest to you, and providing customer service. The personal information we collect about you includes:

 • Information you provide to us on applications and other forms, such as your name, address, date of birth, social security number, occupation, assets, and income;

 • Information about your transactions with us and with our affiliates; and

 •information you provide to us to verify your identity, such as a passport.

 How We Protect Personal Information

 We limit access to your personal information to those employees who need to know in order to conduct our business, service your account, and help you accomplish your financial objectives, such as providing you with a broad range of products and services. Our employees are required to maintain and protect the confidentiality of your personal information and must follow established procedures to do so. We maintain physical, electronic, and procedural safeguards to protect your personal information. We do not rent or sell your name or personal information to anyone.

 Sharing Information with Our Affiliates and Clearing Firm

 We may share personal information described above with our affiliates and futures clearing firm for business purposes, such as servicing customer accounts and informing customers about new products and services, and as permitted by applicable law.

 The information we share with affiliates may include the information described above, such as name, address and account information, but will not include net worth and income information appearing on applications for our products and services.

 Disclosure to Non-Affiliated Third Parties

 We will not disclose any non-public information regarding clients to any third party unless required by law.  For example, we may disclose personal information to cooperate with regulatory authorities and law enforcement agencies to comply with subpoenas or other official requests, and as necessary to protect our rights or property. Except as described in this privacy policy, we will not use your personal information for any other purpose unless we describe how such information will be used at the time you disclose it to us or we obtain your permission to do so.

 Accessing and Revisiting Your Personal Information

 We endeavor to keep our customer files complete and accurate. We will give you reasonable access to the information we have about you. Most of this information is contained in account statements that you receive from us and applications that you submit to obtain our products and services. We encourage you to review this information and notify us if you believe any information should be corrected or updated. If you have a question or concern about your personal information or this privacy notice, please contact us.